RISK AND COMPLIANCE ANALYST

Edinburgh
0.00 per annum + Not Disclosed

Job description:

Core-Asset Consulting's client, a financial services firm based in Edinburgh is looking for a Risk & Compliance Analyst to join their team.

The purpose of the role is you with assist with the execution and oversight of compliance arrangements and ensuring adherence to regulatory responsibilities. You will also support company secretariat and governance duties for all entities and assist with the preparation of board and committee packs.

Essential:

  • Risk & Compliance experience within financial services
  • Banking and/or Fund experience
  • Knowledge of compliance & governance requirements
  • Knowledge of FCA rules and regulations included AIFMD & CASS
  • Strong PowerPoint and Excel skills
  • Degree in relevant discipline
  • Excellent communication and relationship building skills

Core responsibilities:

  • Assisting with ensuring the Compliance Manual is kept up to date and in line with regulatory requirements.
  • Preparation for quarterly compliance monitoring audits and the tracking of any actions.
  • Coordination of the Annual Affirmation process and support the execution of Financial Crime and AML training.
  • Assist with the preparation of packs for the Board and Audit & Risk Committee.
  • Assisting with the identification and monitoring of risks, across the firm and the portfolio.
  • Help formulate actions to mitigate identified risks and track progress.
  • Maintain the firm's Risk Register and Breaches Log.

Benefits:

  • Competitive Salary

Job reference: 9932

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.

INDFS

Application Details

Closing date:
17-Nov-2017

Rachael O'Neill
0131 718 4600

Reference No: BBBH9932

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