Compliance Manager - VR/15985

úCommensurate with experience

6 month contract for an experienced Compliance Manager with prestigious global financial services organisation.  Critical role to oversee and lead the UK Compliance Team managing regulatory risks. 

Duties and Responsibilities:

  • Liaising with Global Compliance Teams ensuring standards are consistent and discussing and reviewing issues as necessary.
  • Working in partnership to improve processes and procedures to reduce regulatory risk.
  • Involved in Global Regulatory reporting project.
  • Ensuring compliance with major shareholding requirements and oversee the team.
  • Preparing reports for management as required.
  • Leading, motivating and developing Compliance staff.

Experience and Qualifications:

  • Compliance, Accounting or Legal background advantageous. 
  • Advanced Excel skills.
  • Management experience.
  • Regulatory exams including IOC / IMC.


  • Knowledge of the DTR rules in the UK.
  • Business systems knowledge.
  • Effective communication skills.
  • Analytical.
  • Detailed financial services knowledge.
  • Knowledge of asset classes. 

Application Details

01224 327000
Thorpe Molloy Recruitment Ltd
38 Albyn Place
AB10 1YN

Reference No: VR/15985 (17)

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